Before the Bell Breakfast Forum: Update on Social Media (Keep Your Use Compliant)
September 20, 2012
Townsend Hotel (Birmingham)
Discussions will include:
- whether your social media post meets suitability and supervisory requirements
- highlights of the 2012 SEC Risk Alert and FINRA's Guidance
- record retention challenges
Time:
7:15 AM - 8:30 AM
Location:
The Townsend Hotel
Birmingham, MI
Cost:
There is no cost to attend; space is limited to registered representatives, investment advisors and trust officers; advance reservations required.
Questions:
Sandy Bera 248.267.3345
