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Before the Bell Breakfast Forum: Back to the Future - Cases Back in Court
September 16, 2010
This month discussion will center around financial reform:
- The changing forum of securities disputes, discussed by Miller Canfield lawyers Matthew Allen and Jeffrey Rogg, will include the SEC's potential new rule bringing retail securities disputes back to court instead of FINRA arbitration, and what that may mean for securities broker dealers and their registered representatives
- Fiduciary duty update: effect of the Dodd-Frank Act, presented by Miller Canfield lawyer Thomas Cox
- Update of the Continuing Disclosure rules relating to tax-exempt debt obligations, presented by Miller Canfield lawyer Jerry Rupley
Time:
7:15 AM - 8:30 AM
Location:
The Townsend Hotel
Birmingham, MI
Cost:
There is no cost to attend; space is limited to registered representatives, investment advisors and trust officers; advance reservations required.
Questions:
Sandy Bera 248.267.3345